Lochner Eksteen
MBA, CISA
Risk & Compliance
“At Prospect Capital we turn a necessity into an advantage. The multitude of compliance, risk, and regulatory requirements for financial institutions continue to increase on several fronts, leading to additional cost and complexity. However, at Prospect Capital we leverage the results generated by risk, regulatory, and compliance activities to drive profitable growth.”
Lochner is a highly skilled and experienced Compliance Officer in the financial services industry. With over 15 years of expertise in Compliance, Risk Management, and Information Security, Lochner is well-versed in the requirements and regulations of the financial sector.
As a Certified Information Systems Auditor, Lochner has a deep understanding of the technical aspects of compliance and risk management. Lochner has successfully designed and implemented comprehensive compliance policies, procedures, and risk management systems for various financial institutions, including Prospect Capital. These systems ensure that the company operates within legal and regulatory boundaries while mitigating potential risks.
One of Lochner's key strengths lies in auditing company-wide policies and procedures, conducting continuous monitoring of programs, IT systems, and processes. Lochner's meticulous approach ensures that the organisation maintains a high level of compliance and identifies areas for improvement.
In addition to his auditing skills, Lochner has a proven track record in establishing compliance steering committees and implementing robust risk management frameworks across multiple businesses worldwide. This approach ensures ongoing regulatory compliance and the presence of adequate internal controls across all departments of the organisation.
Lochner's contributions to Prospect Capital extend beyond his role as a Compliance Officer. As a member of the Advisory Board, Lochner holds the responsibility for overseeing operational governance and regulatory compliance for the entire business. His strategic insights and expertise contribute to maintaining the company's strong compliance culture.
Lochner's educational background includes an MBA from The University of Stellenbosch Business School, further enhancing his knowledge and skills in the field of compliance and financial services.