Risk & Compliance
“At Prospect Capital we turn a necessity into an advantage. The multitude of compliance, risk, and regulatory requirements for financial institutions continue to increase on several fronts, leading to additional cost and complexity. However, at Prospect Capital we leverage the results generated by risk, regulatory, and compliance activities to drive profitable growth.”
T: +44 (0) 1534 710946
Lochner is a Certified Information Systems Auditor, who has over 15 years’ experience in Compliance, Risk Management and Information Security across a variety of financial institutions.
Lochner has designed and implemented global company compliance policies and procedures as well as detailed risk and quality management systems for Prospect Capital. In addition, Lochner has extensive experience in the auditing of company-wide policies and procedures, including the continual monitoring of programmes, IT systems and processes. He has established compliance steering committees and implemented risk management frameworks across businesses worldwide, to ensure continual regulatory compliance and adequate internal controls across all business departments.
Lochner sits on Prospect Capital’s Advisory Board and is responsible for the ongoing oversight of operational governance and regulatory compliance of the business. Lochner holds an MBA from The University of Stellenbosch Business School.